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01300	.COMPACT
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00100	.PAGE←39
00200	.NEXT PAGE
00300	.SKIP 2
00400	.CENTER		
00500	CHAPTER IV
00600	.SKIP 2
00700	.CENTER			
00800	FUNCTIONS OF THE MINOR
00900	.SKIP 1
01000	.INDENT 12
01100	.FILL
01200	.ADJUST
01300	.SELECT 1
01400	.BEGIN VERBATIM
01500	
01600	Major-minor Interchangeability
01700	.END
01800	 
01900	 
02000		As stated earlier, minor scales will be treated as existing
02100	as the result of a fairly consistent set of alterations of the
02200	parallel major scales (see page 8 and following).  While minor
02300	scales may not have originated in this way, it is probable that
02400	their use in tonal music may best be approached from this point
02500	of view.  Two alterations suffice to give the complete impression
02600	of minor harmony -- the flatted third and the flatted sixth.  In
02700	some cases, even the sixth need not be altered.  However, if the
02800	sixth degree is lingered upon, the minor effect will be weakened
02900	unless it has been flatted.  Conversely, the %4F%16 may be found in
03000	proximity to the %4N%13 without completely destroying the major
03100	quality.
03200	 
03300	
03400		When the third or sixth of a scale is flatted and appears as
03500	the third of a chord, there is most often no change in the function
03600	of the chord.  The flatted seventh of the scale %2can%1 change the
03700	function of the V chord, especially if it is used in some
03800	ascending manner.  It is rare that a real V%4F3%1 chord is heard in a
03900	position of structural importance.  When it exists, the V%4F3%1 usually
04000	loses its "dominant" function, unless the composer has made a special
04100	effort to impress upon the listener that the "leading tone" is
04200	to be a whole step below the tonic note.  However, it is only by
04300	examining the whole of a phrase that one can ascertain whether a
04400	chord containing the flatted seventh of the scale is functioning
04500	exclusively in the original minor key or rather dually in that key
04600	and the relative major, or some other closely related key.  It
04700	should be mentioned that the "closeness" of any two keys to one
04800	another depends largely on just how much their scales have in
04900	common, or sometimes %2potentially%1 have in common.  (By this is
05000	meant, the conventional ascending and descending forms of minor scales
05100	must %2both%1 be considered.)  Thus ↓_C_↓ is a little "closer" to ↓_G_↓ than
05200	it is to ↓_a_↓, because only one note (the 4th) of the ↓_C_↓ scale
05300	must be altered to produce the ↓_G_↓ scale, but two notes (the 4th and 5th)
05400	must be altered to produce the ascending form of the ↓_a_↓ scale.
05500	 
05600	.begin verbatim
05700	
05800	Example 43
05900	.end
06000	.CENTER
06100	%6⊂⊗⊃L[α%0.00,α%-1.81](17,22):XXX43.PLT[C4,LCS]⊂⊗⊃%1
06200	.skip 3
06300	.FILL INDENT 12
06400	 
06500		On the other hand, ↓_C_↓ is somewhat "closer" to ↓_a_↓ than ↓_a_↓ is to
06600	↓_e_↓ or ↓_E_↓.  After an ↓_a_↓ tonic is established, ↓_C_↓ may be tonicized merely
06700	by means of elements already found in the conventional
06800	descending form of the ↓_a_↓ scale; whereas the ↓_e_↓ or ↓_E_↓ scale requires
06900	at least D%4S%1 for its establishment.
07000	 
07100	.begin verbatim
07200	
07300	Example 44
07400	.end
07500	.CENTER
07600	%6⊂⊗⊃L[α%0.00,α%-1.94](17,22):XXX44.PLT[C4,LCS]⊂⊗⊃%1
07700	.skip 4
07800	.FILL INDENT 12
07900	 
08000	 
08100		In music where there is much major-minor alteration, almost
08200	any keys may be directly related.  As to the problem of "close" or
08300	"far", the absolute number of chromatic changes required to establish
08400	a new key will not be so important as the question of just what
08500	role the altered notes play in each of the scales involved.  The
08600	problem of the larger relationships between keys will be dealt with
08700	in subsequent chapters.
08800	 
08900	 
09000	.CENTER		        
09100	_______________
09200	.FILL
09300	.adjust
09400		When we truly have a group of functions based on the natural
09500	minor scale (i.e., third, sixth, and seventh degrees flatted both ascending
09600	and descending), we may say that the harmony formed therefrom
09700	is %2modal%1.  Following is an example of modal and tonal treatments
09800	of the same melodic fragment.
09900	 
10000	.begin verbatim
10100	 
10200	Examples 45a,b.  Bach, Chorale 28
10300	.end
10400	.CENTER
10500	%6⊂⊗⊃L[α%0.00,α%-4.00](17,22):XXX45.PLT[C4,LCS]⊂⊗⊃%1
10600	.skip 8
10700	.FILL INDENT 12
10800	 
10900		The analysis of the first phrase is as follows:
11000	 
11100	.begin verbatim
11200	
11300	Figure 45a
11400	.end
11500	.CENTER
11600	%6⊂⊗⊃L[α%0.00,α%-1.82](17,22):FI45A.PLT[C4,LCS]⊂⊗⊃%1
11700	.skip 3
11800	.FILL INDENT 12
11900		The %4N%13 in the third chord must be indicated, since it is a
12000	deviation from the norm.  The %4S%13 is shown in the second bar, since
12100	the V now becomes a true tonal dominant.  (The second chord may be
12200	analyzed either as II or IV; in any case, the function is
12300	subdominant.) 
12400	The last phrase gives:$$Note that the auxiliary tone E 
12500	(instead of E%4S%1)weakens the tonic effect of the f%4S%1 chord.  
12600	It seems to refer back to the modal V of the first phrase.$
12700	.begin verbatim
12800	 
12900	Figure 45b1
13000	.end
13100	.CENTER
13200	%6⊂⊗⊃L[α%0.00,α%-2.26](17,22):F45B1.PLT[C4,LCS]⊂⊗⊃%1
13300	.skip 5
13400	.FILL INDENT 12
13500	 
13600		We hear much more harmonic activity in this phrase, so our
13700	diagram becomes more complicated.  It might be argued that the
13800	last eighth note of bar 1 does not form a new function.  There is in
13900	the alto, however, a very distinctive leap of a 4th across the
14000	bar line which tends to make us hear the B as a chord note.  A
14100	broader interpretation of this passage, based on the stepwise
14200	movement of the outer voices at this point, would lead us
14300	to the omission of both the last eighth of bar 1 and the first
14400	eighth of bar 2 as structural chords.  Thus:
14500	 
14600	.begin verbatim
14700	 
14800	Figure 45b2
14900	.end
15000	.CENTER
15100	%6⊂⊗⊃L[α%0.00,α%-2.28](17,22):F45B2.PLT[C4,LCS]⊂⊗⊃%1
15200	.skip 5
15300	.FILL INDENT 12
15400	 
15500	 
15600		Either of these two analyses of the last phrase is acceptable,
15700	the choice depending on how much detail is desired.  The important
15800	thing is that the details be comprehended.
15900	 
16000		Many examples of modality may be found in 19th-century music,
16100	especially in the works of Chopin (see Mazurka #15, Op.24, #2,
16200	second section, Lydian mode; Mazurka #26, Op.41, #1, Phrygian
16300	mode.)  These self-conscious exoticisms might be called "modal
16400	tonality" (as opposed to major-minor tonality) and are most often presented
16500	as clear deviations from the norm.  The functions of the various
16600	modally-formed chords are no different, but these chords can serve as
16700	direct pivots to tonal areas which might be more distant from an ordinary
16800	major-minor tonality.
16900	.SKIP 1
17000	.CENTER		        
17100	_______________